How Slope works

For each cell, the Slope tool calculates the maximum rate of change in value from that cell to its neighbors. Basically, the maximum change in elevation over the distance between the cell and its eight neighbors identifies the steepest downhill descent from the cell.

Conceptually, the tool fits a plane to the z-values of a 3 x 3 cell neighborhood around the processing or center cell. The slope value of this plane is calculated using the average maximum technique (see References). The direction the plane faces is the aspect for the processing cell. The lower the slope value, the flatter the terrain; the higher the slope value, the steeper the terrain.

If there is a cell location in the neighborhood with a NoData z-value, the z-value of the center cell will be assigned to the location. At the edge of the raster, at least three cells (outside the raster's extent) will contain NoData as their z-values. These cells will be assigned the center cell's z-value. The result is a flattening of the 3 x 3 plane fitted to these edge cells, which usually leads to a reduction in the slope.

The output slope raster can be calculated in two types of units, degrees or percent (percent rise). The percent rise can be better understood if you consider it as the rise divided by the run, multiplied by 100. Consider triangle B below. When the angle is 45 degrees, the rise is equal to the run, and the percent rise is 100 percent. As the slope angle approaches vertical (90 degrees), as in triangle C, the percent rise begins to approach infinity.

Slope in degrees versus percent
Comparing values for slope in degrees versus percent

The Slope tool is most frequently run on an elevation dataset, as the following diagrams show. Steeper slopes are shaded red on the output slope raster.

Slope output example

The tool can also be used with other types of continuous data, such as population, to identify sharp changes in value.

The Slope algorithm

The rates of change (delta) of the surface in the horizontal (dz/dx) and vertical (dz/dy) directions from the center cell determine the slope. The basic algorithm used to calculate the slope is:

 slope_radians = ATAN ( √ ([dz/dx]2 + [dz/dy]2) )

Slope is commonly measured in units of degrees, which uses the algorithm:

 slope_degrees = ATAN ( √ ([dz/dx]2 + [dz/dy]2) ) * 57.29578

NoteNote:

The value 57.29578 shown here is a truncated version of the result from 180/pi.

The slope algorithm can also be interpreted as:

 slope_degrees = ATAN (rise_run) * 57.29578

The values of the center cell and its eight neighbors determine the horizontal and vertical deltas. The neighbors are identified as letters from a to i, with e representing the cell for which the aspect is being calculated.

Surface window
Surface scanning window

The rate of change in the x direction for cell e is calculated with the following algorithm:

  [dz/dx] = ((c + 2f + i) - (a + 2d + g) / (8 * x_cellsize)

The rate of change in the y direction for cell e is calculated with the following algorithm:

  [dz/dy] = ((g + 2h + i) - (a + 2b + c)) / (8 * y_cellsize)

A slope calculation example

As an example, the slope value of the center cell of the moving window shown below will be calculated.

Slope example input
Slope example input

The cell size is 5 units. The default slope measure of degrees will be used.

The rate of change in the x direction for the center cell e is:

  [dz/dx] = ((c + 2f + i) - (a + 2d + g) / (8 * x_cellsize)
          = ((50 + 60 + 10) - (50 + 60 + 8)) / (8 * 5)
          = (120 - 118) / 40
          = 0.05

The rate of change in the y direction for cell e is:

  [dz/dy] = ((g + 2h + i) - (a + 2b + c)) / (8 * y_cellsize)
          = ((8 + 20 + 10) - (50 + 90 + 50)) / (8 * 5)
          = (38 - 190 ) / 40
          = -3.8

Taking the rate of change in the x and y direction, the slope for the center cell e is calculated using

  rise_run = √ ([dz/dx]2 + [dz/dy]2)
           = √ ((0.05)2 + (-3.8)2)
           = √ (0.0025 + 14.44)
           = 3.80032
  slope_degrees = ATAN (rise_run) * 57.29578
                = ATAN (3.80032) * 57.29578
                = 1.31349 * 57.29578
                = 75.25762

The integer slope value for cell e is 75 degrees.

Slope example output
Slope example output

Reference

Burrough, P. A., and McDonell, R. A., 1998. Principles of Geographical Information Systems (Oxford University Press, New York), 190 pp.

Related Topics


6/29/2011